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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-15
CA RA APPROVED 2024-10-08
  • TX RA
    APPROVED
    Since 2024-10-15
  • CA RA
    APPROVED
    Since 2024-10-08

Branch Locations

Los Angeles, CA • United States

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Fa Inc Irvine CA 09/2011 10/2024
Massmutual Life Insurance Company Newport Beach CA 09/2024 Present
Mml Investors Services Llc Newport Beach CA 10/2024 Present
  • 09/2011 → 10/2024
    Osaic Fa Inc
    Irvine, CA
  • 09/2024 → Present
    Massmutual Life Insurance Company
    Newport Beach, CA
  • 10/2024 → Present
    Newport Beach, CA
Previous Registrations
  • 2012-12-21 → 2024-10-15
    Osaic Fa, Inc.
    Irvine, CA
Other Businesses

(1) NAME: MICHAEL BREZDEN INV REL: Y ADD: 4675 MACARTHUR CT SUITE 1050 NEWPORT BEACH CA 92660 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 8/5/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH (2) NAME: BREZDEN WEALTH ADVISORS, LLC INV REL: Y ADD: 4675 MACARTHUR COURT STE 1050 NEWPORT BEACH CA 92660 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 10/07/2024 NO. HR/MO: NO. HR/MO DURING SEC TRADING: 40 (3) NAME: MICHAEL JOSEPH, LLC INV REL: Y ADD: RESIDENTIAL NATURE: VIDEO CREATION FOR HEALTH CONSUMPTION POSITION: OWNER START DATE: 02/01/2021 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: RESPONSIBLE FOR VIDEO CREATION AND DISTRIBUTION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-20
  • S66 Uniform Combined State Law Examination
    2012-12-20

View on SEC IAPD

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