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Nicole M Destefano

T. Rowe Price Advisory Services, Inc.

Tampa, FL

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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-17
MD RA APPROVED 2023-01-05
  • FL RA
    APPROVED
    Since 2023-01-17
  • MD RA
    APPROVED
    Since 2023-01-05

Branch Locations

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Tampa FL 08/2011 07/2019
Morgan Stanley Temple Terrace FL 06/2020 12/2022
Stay-At-Home Mom Tampa FL 07/2019 06/2020
T. Rowe Price Tampa FL 12/2022 Present
  • 08/2011 → 07/2019
    T. Rowe Price
    Tampa, FL
  • 06/2020 → 12/2022
    Morgan Stanley
    Temple Terrace, FL
  • 07/2019 → 06/2020
    Stay-At-Home Mom
    Tampa, FL
  • 12/2022 → Present
    T. Rowe Price
    Tampa, FL
Previous Registrations
Other Businesses

Uber Eats; 2/10/2023; Delivery Driver; Non Investment Related; Delivering Food; 40 hours per month; 0 during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-07
S63 Uniform Securities Agent State Law Examination 2012-07-05
  • S66 Uniform Combined State Law Examination
    2016-03-07
  • S63 Uniform Securities Agent State Law Examination
    2012-07-05
Other Names
  • Nicole M Riggio

View on SEC IAPD

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