Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-20
TX RA APPROVED_RES 2022-04-11
NJ RA APPROVED 2017-07-06
  • SC RA
    APPROVED
    Since 2026-01-20
  • TX RA
    APPROVED_RES
    Since 2022-04-11
  • NJ RA
    APPROVED
    Since 2017-07-06

Branch Locations

Mt. Pleasant, SC • United States

2107 Route 34 Suite 102, Wall, NJ 07719 • United States

South Amboy, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Manasquan NJ 12/2012 06/2017
Park Avenue Securities Manasquan NJ 04/2014 06/2017
Ubs Financial Services Inc. Red Bank NJ 06/2017 Present
  • 12/2012 → 06/2017
    Guardian Life Ins
    Manasquan, NJ
  • 04/2014 → 06/2017
    Park Avenue Securities
    Manasquan, NJ
  • 06/2017 → Present
    Red Bank, NJ
Previous Registrations
Other Businesses

SHAKE THE SHORE, LLC DBA: Almost Average Music; 2813 Constitution Way, Wall, NJ 07719; Providing bartending services at private parties and events. Teaching mixology classes for private groups. Playing Live Music for private parties and at various restaurants; Proprietor/owner; Booking jobs for private events, consulting on the inventory needed for parties, performing bartending services (pouring and mixing beverages for guests), performance music for guests; 9/1/2018; Business hours per month: No The First Tee of the Jersey Shore, Non-profit youth program dedicated to teaching life skills and values through the game of golf, Participate in fundraising activities. Help to get the word out about the programs offered by the organization, start date-1/1/2021, Point Pleasant NJ United States08742.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-09
  • S66 Uniform Combined State Law Examination
    2015-05-09

View on SEC IAPD

More in Mt. Pleasant, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor