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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-06 |
| AR | RA | APPROVED | 2022-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2011 | 09/2017 |
| Self Employed | Scottsdale | AZ | 02/2016 | 07/2017 |
| The Vanguard Group, Inc. | Charlotte | NC | 09/2017 | 09/2020 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2020 | 02/2022 |
| Self Employed | Bella Vista | AR | 12/2021 | 02/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rogers | AR | 08/2022 | Present |
| Guppy Construction | Bella Vista | AR | 02/2022 | 08/2022 |
| Bank Of America, N.A. | Rogers | AR | 10/2022 | Present |
Name of the other businessBella Vista Bike House Whether the business is investment-relatedNot investment related Address of the other business1 Sullivan Ln, Bella Vista Arkansas 72714 Nature of the other businessShort term rental property Your positionCo-host Title, or relationship with the other businessCo-host Start date of your relationship05/2022 Approximate number of hours/month you devote to the other business5 Number of hours you devote/month to the other business during securities trading hours0 Briefly describe your duties relating to the other businessRespond to guest inquiries, booking requests.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-24 |
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