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Brittany Elizabeth Farrell

LPl Financial LLC

Huntington Beach, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-05
CA RA APPROVED 2025-06-05
  • AZ RA
    APPROVED
    Since 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Pointe Wealth Advisors, Llc Newport Beach CA 02/2018 04/2020
Cps Insurance Services Newport Beach CA 08/2013 02/2018
Beacon Pointe Advisors, Llc Newport Beach CA 04/2020 03/2021
Western International Securities, Inc. Pasadena CA 03/2021 06/2025
Lpl Financial Llc Huntington Beach CA 06/2025 Present
  • 02/2018 → 04/2020
    Beacon Pointe Wealth Advisors, Llc
    Newport Beach, CA
  • 08/2013 → 02/2018
    Cps Insurance Services
    Newport Beach, CA
  • 04/2020 → 03/2021
    Beacon Pointe Advisors, Llc
    Newport Beach, CA
  • 03/2021 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Lpl Financial Llc
    Huntington Beach, CA
Previous Registrations
  • 2021-03-30 → 2025-06-05
    Western International Securities, Inc.
    Westlake Village, CA
    Huntington Beach, CA
  • 2020-09-29 → 2021-05-18
    Beacon Pointe Advisors, Llc
    Newport Beach, CA
    Newport Beach, CA
Other Businesses

1. 06/05/2025-CPS Insurance-Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 08/31/2022- 1 Hour Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-09
  • S65 Uniform Investment Adviser Law Examination
    2020-06-09
Other Names
  • Brittany Elizabeth Hazard
  • Brittany Hazard

View on SEC IAPD

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