Best Investors Account Sign in
Inactive

Gerald D Fiess

Ventura Wealth Management

Nashville, TN

Yardley, PA

Claim This Profile
Current Employers
Ventura Wealth Management

820 Township Line Road Suite 100, Yardley, PA 19067 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-08-04
PA RA APPROVED 2021-06-26
  • TN RA
    APPROVED
    Since 2026-08-04
  • PA RA
    APPROVED
    Since 2021-06-26

Branch Locations

Nashville, TN • United States

820 Township Line Road Suite 100, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ventura Wealth Management Yardley PA 06/2021 Present
Alliance Bernstein Global Fund Administration Nashville TN 06/2019 05/2021
Alliance Bernstein - Global Fund Administration New York NY 03/2019 06/2019
Bank Of America/Merrill Lynch Pennington NJ 05/2011 02/2019
  • 06/2021 → Present
    Ventura Wealth Management
    Yardley, PA
  • 06/2019 → 05/2021
    Alliance Bernstein Global Fund Administration
    Nashville, TN
  • 03/2019 → 06/2019
    Alliance Bernstein - Global Fund Administration
    New York, NY
  • 05/2011 → 02/2019
    Bank Of America/Merrill Lynch
    Pennington, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-25
  • S65 Uniform Investment Adviser Law Examination
    2021-06-25
Other Names
  • Gerald David Fiess

View on SEC IAPD

More in Nashville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor