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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2015-03-03
  • MD RA
    APPROVED
    Since 2015-03-03

Branch Locations

100 Federal St, Boston, MA 02110 • United States

10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Trust Bank Of America Baltimore MD 05/2014 Present
  • 05/2014 → Present
    U.S. Trust Bank Of America
    Baltimore, MD
Other Businesses

I*2606294, Entity Type: , Name of OBA: J W, Address: Gambrills , Maryland, 21054, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/15/2023, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-02
  • S66 Uniform Combined State Law Examination
    2015-03-02
Other Names
  • Kara Colleen Fox
  • Kara Fox

View on SEC IAPD

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