Monica Henson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2018-06-22

UT RA
APPROVED

Since 2018-06-22

Branch Locations

7167 South Center Park Drive Floor 2, West Jordan, UT 84084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Salt Lake City	UT	11/1991	06/2018
Wells Fargo Advisors, Llc	Salt Lake City	UT	09/2011	11/2016
Wells Fargo Clearing Services, Llc	Salt Lake City	UT	11/2016	06/2018
Lpl Financial, Llc	Salt Lake City	UT	06/2018	Present
Mountain American Credit Union	Salt Lake City	UT	06/2018	Present

11/1991 → 06/2018

Wells Fargo Bank, Na

Salt Lake City, UT
09/2011 → 11/2016

Wells Fargo Advisors, Llc

Salt Lake City, UT
11/2016 → 06/2018

Wells Fargo Clearing Services, Llc

Salt Lake City, UT
06/2018 → Present

Lpl Financial, Llc

Salt Lake City, UT
06/2018 → Present

Mountain American Credit Union

Salt Lake City, UT

Previous Registrations

2016-05-23 → 2018-06-05

Wells Fargo Clearing Services, Llc

Salt Lake City, UT

Salt Lake City, UT

Salt Lake City, UT

Salt Lake City, UT

Other Businesses

1. 11/1/2019 - Mountain America Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/31/2019 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-19
S63	Uniform Securities Agent State Law Examination	2012-02-29

S66 Uniform Combined State Law Examination

2016-05-19
S63 Uniform Securities Agent State Law Examination

2012-02-29

Other Names

Monica Mccarty
Monica Gibson
Monica Robbins

View on SEC IAPD