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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-12-09 |
| TX | RA | APPROVED_RES | 2025-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tempe | AZ | 10/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 10/2025 | Present |
| Duenas Contracting Corp. | Queen Creek | AZ | 01/2023 | Present |
| Dual Painting Llc | Chandler | AZ | 05/2019 | Present |
| Morgan Stanley | Gilbert | AZ | 07/2022 | 09/2022 |
| Bank Of America | Chandler | AZ | 08/2010 | 06/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 08/2010 | 06/2022 |
Entity Name: Dual Painting LLC Investment related: No Address: Chandler, AZ Nature of the other business: Painting Position/Title/Relationship: Owner/Partner Start Date: 05/01/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Small business LLC Painting company, focus on interior/exterior painting. I am the qualifying party/member (Person who passed test to acquire state registration/license). I am rarely involved with day to day operations. If I do help; it is on saturdays. I do not involve my title as an advisor as part of this outside business." Entity Name: Duenas Contracting Corp Investment related: No Address: Private Residence Nature of the other business: General Contractor Position/Title/Relationship: Owner/Partner Start Date: 01/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Small remodeling/renovations. Any work typically done is mainly warranty work but I do take on very small jobs that can be done during a weekend. I normally spend approximately 10 hours a month managing this business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-02-18 |
| S65 | Uniform Investment Adviser Law Examination | 2025-12-05 |
| S66 | Uniform Combined State Law Examination | 2014-06-23 |
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