Gail Leone Waytena

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2008-01-16

CA RA
APPROVED

Since 2008-01-16

Branch Locations

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Scottsdale	AZ	11/2007	Present

11/2007 → Present

Lpl Financial, Llc

Scottsdale, AZ

Previous Registrations

2006-10-06 → 2006-10-09

Ameriprise Financial Services, Llc

Mesa, AZ

Phoenix, AZ

Phoenix, AZ

Other Businesses

1. 12/8/2020 - Waytena & Associates LLC - Not Investment Related - 10105 E Via Linda, Ste 103-419, Scottsdale, AZ 85258 - Business Entity For Tax/Investment Purposes Only - Marketing Director - Started 04/24/18 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-28

S66 Uniform Combined State Law Examination

2003-05-28

Other Names

Gail Leone Waytena

View on SEC IAPD