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Kenneth W Mullins

LPl Enterprise, LLC

Winter Springs, FL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-18
  • FL RA
    APPROVED
    Since 2024-11-18

Branch Locations

1100 Town Plaza Ct 1020-A, Winter Springs, FL 32708 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 03/2013 03/2018
Prudential Insurance Company Of America Winter Springs FL 04/2018 Present
Pruco Securities, Llc. Winter Springs FL 04/2018 11/2024
Lpl Enterprise, Llc Winter Springs FL 11/2024 Present
  • 03/2013 → 03/2018
    Pnc Investments
    Pittsburgh, PA
  • 04/2018 → Present
    Prudential Insurance Company Of America
    Winter Springs, FL
  • 04/2018 → 11/2024
    Pruco Securities, Llc.
    Winter Springs, FL
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Winter Springs, FL
Previous Registrations
  • 2018-05-16 → 2024-11-12
    Pruco Securities, Llc.
    Orlando, FL
    Winter Springs, FL
  • 2013-03-21 → 2018-03-05
    Pnc Wealth Management Llc
    Port Orange, FL
    Daytona Beach, FL
    New Smyrna Beach, FL
    Port Orange, FL
    Port Orange, FL
    New Smyrna Beach, FL
    Port Orange, FL
    Daytona Beach, FL
    Port Orange, FL
    Port Orange, FL
    Ormond Beach, FL
    Ormond Beach, FL
    Ormond Beach, FL
    Ormond Beach, FL
    Oviedo, FL
    Oviedo, FL
    Daytona Beach, FL
    Lake Mary, FL
    Port Orange, FL
    Port Orange, FL
    Port Orange, FL
    Port Orange, FL
    New Smyrna Beach, FL
  • 2011-11-21 → 2013-03-13
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lake Mary, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-17
  • S66 Uniform Combined State Law Examination
    2011-11-17
Other Names
  • Kenneth Wayne Mullins
  • Kenneth W Mullins

View on SEC IAPD

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EQUITABLE ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TRUIST ADVISORY SERVICES, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

MICHAEL STEPHEN BERZOVICH
ERIC CHARLES THARP
JUDAH-BEN ERNST
NIGEL ROHAN PERRYMAN
Carroll Clayton Matthews
Thomas N. LoBasso
Nelson Fernandez
Esteban R Rondon

Other Offices

PLANMEMBER SECURITIES CORPORATION · WINTER SPRINGS, FL
EQUITABLE ADVISORS, LLC · WINTER SPRINGS, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WINTER SPRINGS, FL
TRUIST ADVISORY SERVICES, INC. · CASSELBERRY, FL
TRUIST ADVISORY SERVICES, INC. · WINTER SPRINGS, FL
TRUIST ADVISORY SERVICES, INC. · WINTER SPRINGS, FL
J.P. MORGAN SECURITIES LLC · WINTER SPRINGS, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER SPRINGS, FL

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