Jason Ellis

Current Employers

Employment History

• 12/2015 → 11/2018
  Charles Schwab & Co., Inc.
  West Hartford, CT
• 12/2015 → 11/2018
  Charles Schwab Bank
  West Hartford, CT
• 09/2014 → Present
  Tnb Properties
  New Britain, CT
• 09/2017 → Present
  Southwestern College
  Winfield, KS
• 11/2018 → 01/2020
  Transamerica Investors Securities Corporation
  New Britain, CT
• 11/2018 → 01/2020
  Transamerica Retirement Solutions
  New Britain, CT
• 01/2020 → 09/2020
  Valic Financial Advisors, Inc.
  Nashua, NH
• 01/2020 → Present
  Maryville University
  St. Louis, MT
• 10/2020 → Present
  Fidelity Brokerage Services
  Boston, MA
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2020-11-11 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  New Britain, CT
  West Hartford, CT
• 2020-01-21 → 2020-10-23
  Valic Financial Advisors, Inc.
  Burlington, MA
• 2018-11-21 → 2020-01-08
  Transamerica Retirement Advisors, Llc
  New Britain, CT
• 2015-12-24 → 2018-11-21
  Charles Schwab & Co., Inc.
  West Hartford, CT
• 2015-03-24 → 2015-12-03
  Lpl Financial Llc
  Springfield, MA
  Wallingford, CT
  Manchester, CT
• 2013-04-04 → 2015-03-05
  Santander Securities Llc
  Worcester, MA
  Lexington, MA
  Providence, RI
  West Hartford, CT
  Wickford, RI
• 2012-06-09 → 2013-03-05
  Morgan Stanley
  Hartford, CT

Other Businesses

OBA-89826|OrgNmn:Southern New Hampshire University |Org Addr:Manchester,New Hampsh,US|OBA Nature:Higher Education|Invst Rel:N|Title:Employee|Duties:Teaching Undergrad and Graduate courses. Contracted per class on a semester to semester basis.|StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|OBA-122714|OrgNmn:Johnson and Wales University|Org Addr:Providence,Rhode Isla,US|OBA Nature:College or University|Invst Rel:N|Title:Adjunct Professor|Duties:Teaching Undergrad courses. Contracted per class on a semester to semester basis.|StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|OBA-16723|OrgNmn:Southwestern College|Org Addr:Winfield,Kansas,US|OBA Nature:Higher Education|Invst Rel:N|Title:Affiliate Faculty|Duties:Teaching Undergrad and Graduate courses. Contracted per class on a semester to semester basis.|StrtDt:09-18-17|TotHrs/mon:20|TrdHrs/mon:0|OBA-16725|OrgNmn:Maryville University|Org Addr:St. Louis,Missouri,US|OBA Nature:Higher Education|Invst Rel:N|Title:Adjunct Professor|Duties:Teaching Undergrad courses.|StrtDt:01-06-20|TotHrs/mon:20|TrdHrs/mon:0|OBA-16726|OrgNmn:TNB Properties|Org Addr:New Britai,Connecticu,US|OBA Nature:Rental Property|Invst Rel:Y|Title:Owner|Duties:Maintain Property|StrtDt:09-29-14|TotHrs/mon:10|TrdHrs/mon:0|OBA-106565|OrgNmn:American College for Financial Planning|Org Addr:West Hartf,Connecticu,US|OBA Nature:Nextgen Task Force|Invst Rel:N|Title:Member|Duties:Work to build awareness of the financial planning profession, and establish best practices for the future.|StrtDt:02-19-25|TotHrs/mon:1|TrdHrs/mon:0|

Exams

• S66 Uniform Combined State Law Examination
  2012-06-08

Other Names

• Jason Ellis