Alberto David Lopez

Current Employers

Insigneo Advisory Services, Llc

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-01

FL RA
APPROVED

Since 2025-01-01

Branch Locations

Miami, FL • United States

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Miami	FL	06/2015	04/2017
Wells Fargo Clearing Services, Llc	Miami	FL	06/2018	02/2021
Pa Group	Miami	FL	05/2017	06/2018
Insigneo Securities, Llc	Miami	FL	03/2021	Present
Insigneo Advisory Services	Miami	FL	03/2021	Present
Insigneo International Financial Services	Miami	FL	01/2023	12/2024

06/2015 → 04/2017

Ubs Financial Services Inc.

Miami, FL
06/2018 → 02/2021

Wells Fargo Clearing Services, Llc

Miami, FL
05/2017 → 06/2018

Pa Group

Miami, FL
03/2021 → Present

Insigneo Securities, Llc

Miami, FL
03/2021 → Present

Insigneo Advisory Services

Miami, FL
01/2023 → 12/2024

Insigneo International Financial Services

Miami, FL

Previous Registrations

2018-06-19 → 2021-03-08

Wells Fargo Clearing Services, Llc

Miami, FL
2015-06-04 → 2017-05-09

Ubs Financial Services Inc.

Miami, FL
2014-09-04 → 2015-06-01

Wells Fargo Clearing Services, Llc

Miami, FL

Other Businesses

GVILLE PROPERTIES LLC, INV RELATED, MIAMI, FL, 100% OWNERSHIP WITH SPOUSE, START 3/23/2019, 3 HOURS PER MONTH, ZERO DURING TRADING, HOLDING RENTAL PROPERTY. - INSIGNEO ADVISORY SERVICES LLC ("IAS"): Administrative Role. Dually Registered with affiliate.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-03

S66 Uniform Combined State Law Examination

2014-09-03

View on SEC IAPD