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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-14 |
| NY | RA | APPROVED | 2022-01-13 |
Branch Locations
10100 Santa Monica Boulevard Suite 975, Los Angeles, CA 90067 • United States
Long Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Llc | Los Angeles | CA | 03/2014 | 05/2021 |
| Coastal Bridge Advisors | Westport | CT | 05/2021 | 12/2021 |
| Neuberger Berman | Los Angeles | CA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-30 |
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