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Samantha Lee

Citigroup Global Markets Inc.

San Francisco, CA

Daly City, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-07-25
  • CA RA
    APPROVED
    Since 2018-07-25

Branch Locations

Citi Wealth Management, Sales One Market Plaza, 40Th Fl, San Francisco, CA 94105 • United States

Daly City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. San Francisco CA 01/2016 06/2018
Citigroup San Francisco CA 06/2018 Present
  • 01/2016 → 06/2018
    Hsbc Bank Usa, N.A.
    San Francisco, CA
  • 06/2018 → Present
    Citigroup
    San Francisco, CA
Previous Registrations
  • 2009-06-30 → 2018-07-11
    Hsbc Securities (Usa) Inc.
    San Francisco, CA
    Daly City, CA
    New York, NY
    Encino, CA
    Palo Alto, CA
  • 2006-05-15 → 2009-06-12
    Banc Of America Investment Services, Inc.
    Oakland, CA
    San Francisco, CA
    Walnut Creek, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Alameda, CA
    San Francisco, CA
    San Francisco, CA
    Oakland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-12
S63 Uniform Securities Agent State Law Examination 2002-05-31
  • S66 Uniform Combined State Law Examination
    2006-05-12
  • S63 Uniform Securities Agent State Law Examination
    2002-05-31
Designations
Other Names
  • Samantha S-Y Lee

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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