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Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-02-23
  • CA RA
    APPROVED
    Since 2018-02-23

Branch Locations

West Hollywood, CA • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Assetmark Financial Holdings, Inc West Hollywood CA 09/2013 Present
Assetmark Brokerage, Llc West Hollywood CA 08/2014 Present
  • 09/2013 → Present
    Assetmark Financial Holdings, Inc
    West Hollywood, CA
  • 08/2014 → Present
    Assetmark Brokerage, Llc
    West Hollywood, CA
Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 08/2013 - 160 HRS / MONTH - ADVISOR ENGAGEMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-04-05
S65 Uniform Investment Adviser Law Examination 2018-02-23
  • S63 Uniform Securities Agent State Law Examination
    2019-04-05
  • S65 Uniform Investment Adviser Law Examination
    2018-02-23
Other Names
  • Attallah Antun Attallah

View on SEC IAPD

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