Adam R Horde

Current Employers

Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-08
AZ	RA	APPROVED	2025-08-07
TX	RA	APPROVED_RES	2025-08-07

CA RA
APPROVED

Since 2025-08-08
AZ RA
APPROVED

Since 2025-08-07
TX RA
APPROVED_RES

Since 2025-08-07

Branch Locations

Prescott Valley, AZ • United States

Fallbrook, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Monarch Retirement Group	San Diego	CA	09/2011	08/2025
Commonwealth Financial Network	San Diego	CA	01/2013	08/2025
Cabrillo Mortgage	San Diego	CA	07/2012	08/2025
Kestra Investment Services, Llc	Fallbrook	CA	08/2025	Present
Kestra Advisory Services, Llc	Fallbrook	CA	08/2025	Present

09/2011 → 08/2025

Monarch Retirement Group

San Diego, CA
01/2013 → 08/2025

Commonwealth Financial Network

San Diego, CA
07/2012 → 08/2025

Cabrillo Mortgage

San Diego, CA
08/2025 → Present

Kestra Investment Services, Llc

Fallbrook, CA
08/2025 → Present

Kestra Advisory Services, Llc

Fallbrook, CA

Previous Registrations

2013-01-18 → 2025-08-07

Commonwealth Financial Network

San Diego, CA

Prescott, AZ

Prescott, AZ
2012-02-23 → 2013-01-30

Sii Investments, Inc.

San Diego, CA

Other Businesses

Name: MONARCH RETIREMENT & INVESTMENTS LLC, DOING BUSINESS AS MONARCH RETIREMENT GROUP POSITION: 16.5% owner/member NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 01/23/2018 ADDRESS: 724 Rainbow Crest Rd, Fallbrook CA 92028, United States DESCRIPTION: Facilitates securities, advisory and insurance business Name: RENTAL PROPERTY POSITION: Owner of property NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2025 ADDRESS: 5505 W corliss Circle, Prescott AZ 86305, United States DESCRIPTION: Collect rent and manage the property Name: CABRILLO MORTGAGE POSITION: Mortgage Loan Officer NATURE: Mortgage/Lending Related INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/09/2014 ADDRESS: 5535 W corliss Circle, Prescott AZ 86305, United States DESCRIPTION: I originate mortgages. Name: MTGFORYOU POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2021 ADDRESS: 5535 W corliss Circle, Prescott AZ 86305, United States DESCRIPTION: none. It's just there for tax purposes.