Joshua Dean Gray

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-10-29
TX	RA	APPROVED_RES	2018-03-29
WA	RA	APPROVED	2014-11-07

FL RA
APPROVED

Since 2018-10-29
TX RA
APPROVED_RES

Since 2018-03-29
WA RA
APPROVED

Since 2014-11-07

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Seattle	WA	11/2014	Present

11/2014 → Present

Robert W. Baird & Co. Incorporated

Seattle, WA

Previous Registrations

2014-10-09 → 2014-11-07

Mcadams Wright Ragen, Inc.

Seattle, WA

Other Businesses

Name/Address: Strangeland LLC 5527 28th AVE NE Seattle WA 98105 Start date: 7/8/20 Hours spent: 0-5 hour/month Hours spent during trading hours: Zero Role/Responsibility: Author Non-Investment related Name/Address: Home Together 8809 Roosevelt Way NE Seattle WA 98115 Start Date: 2/7/23 Hours Spent: 10-12 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment/Finance Committee Investment Related Name/Address: Kirkland Co-Lab 5527 28th AVE NE Seattle WA 98105 Start Date: 4/15/21 Hours Spent: 0-10 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Member; Providing guidance for artists, print shops, marketing. Non Investment Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-10-09
S63	Uniform Securities Agent State Law Examination	2011-10-06

S65 Uniform Investment Adviser Law Examination

2014-10-09
S63 Uniform Securities Agent State Law Examination

2011-10-06

View on SEC IAPD