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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-04
  • CA RA
    APPROVED
    Since 2022-01-04

Branch Locations

340 E Clark Ave, Orcutt, CA 93455 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

214 E Branch St Suite B, Arroyo Grande, CA 93240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Securities, Inc Camarillo CA 06/2013 01/2022
Vivid Financial Management, Inc. Orcutt CA 05/2015 01/2022
Lpl Financial, Llc Orcutt CA 01/2022 06/2025
Wealth Enhancement Group Orcutt CA 01/2022 Present
Wealth Enhancement Advisory Services Orcutt CA 01/2022 Present
Wealth Enhancement Brokerage Services Orcutt CA 01/2022 Present
  • 06/2013 → 01/2022
    Mutual Securities, Inc
    Camarillo, CA
  • 05/2015 → 01/2022
    Vivid Financial Management, Inc.
    Orcutt, CA
  • 01/2022 → 06/2025
    Lpl Financial, Llc
    Orcutt, CA
  • 01/2022 → Present
    Wealth Enhancement Group
    Orcutt, CA
  • 01/2022 → Present
    Wealth Enhancement Advisory Services
    Orcutt, CA
  • 01/2022 → Present
    Wealth Enhancement Brokerage Services
    Orcutt, CA
Previous Registrations
  • 2016-04-01 → 2022-01-07
    Vivid Financial Management, Inc.
    Orcutt, CA
  • 2015-05-01 → 2016-04-01
    Vivid Financial Management, Inc.
    Orcutt, CA
  • 2014-01-14 → 2015-06-17
    Woodland Leishman & Associates
    Orcutt, CA
Other Businesses

Real Estate Rental - ORION 3 HOLDINGS LLC - 340 E Clark Ave Orcutt, CA 93455 WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/01/2022 - 120 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 2Thirty3 - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/24/2020 - 0 Hours Per Month/ During Trading Wealth Enhancement Group - Non-Investment Related - Orcutt, CA - Fixed Insurance - Agent - Start Date: 09/01/2025 - 2 Hours Per Month/0 Hours During Trading Hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-10
S63 Uniform Securities Agent State Law Examination 2011-11-28
  • S65 Uniform Investment Adviser Law Examination
    2013-06-10
  • S63 Uniform Securities Agent State Law Examination
    2011-11-28
Designations
Other Names
  • Brad Ryan Boulton
  • Brad R Boulton
  • Bradley R Boulton
  • Bradly Ryan Boulton
  • Bradly R Boulton

View on SEC IAPD

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