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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-04 |
Branch Locations
340 E Clark Ave, Orcutt, CA 93455 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
214 E Branch St Suite B, Arroyo Grande, CA 93240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc | Camarillo | CA | 06/2013 | 01/2022 |
| Vivid Financial Management, Inc. | Orcutt | CA | 05/2015 | 01/2022 |
| Lpl Financial, Llc | Orcutt | CA | 01/2022 | 06/2025 |
| Wealth Enhancement Group | Orcutt | CA | 01/2022 | Present |
| Wealth Enhancement Advisory Services | Orcutt | CA | 01/2022 | Present |
| Wealth Enhancement Brokerage Services | Orcutt | CA | 01/2022 | Present |
Real Estate Rental - ORION 3 HOLDINGS LLC - 340 E Clark Ave Orcutt, CA 93455 WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/01/2022 - 120 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 2Thirty3 - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/24/2020 - 0 Hours Per Month/ During Trading Wealth Enhancement Group - Non-Investment Related - Orcutt, CA - Fixed Insurance - Agent - Start Date: 09/01/2025 - 2 Hours Per Month/0 Hours During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-28 |
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