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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-09-19
NM RA APPROVED 2023-09-26
TX RA APPROVED 2023-09-25
  • AZ RA
    APPROVED
    Since 2024-09-19
  • NM RA
    APPROVED
    Since 2023-09-26
  • TX RA
    APPROVED
    Since 2023-09-25

Branch Locations

Gilbert, AZ • United States

Albuquerque, NM • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Gilbert AZ 01/2016 09/2023
Lpl Financial Llc Gilbert AZ 09/2023 Present
  • 01/2016 → 09/2023
    Lincoln Financial Advisors Corporation
    Gilbert, AZ
  • 09/2023 → Present
    Gilbert, AZ
Previous Registrations
  • 2016-01-05 → 2023-09-26
    Osaic Fa, Inc.
    Scottsdale, AZ
    Gilbert, AZ
  • 2012-01-17 → 2016-01-13
    Gilbert, AZ
    Scottsdale, AZ
    Scottsdale, AZ
Other Businesses

1- 08/2023 / lntegrum financial / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 800 HRS MNTH / 40 HRS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-22
  • S66 Uniform Combined State Law Examination
    2011-11-22
Other Names
  • Aaron Stanley

View on SEC IAPD

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