Max Potosme

Current Employers

Employment History

• 12/2011 → 10/2017
  Metlife Securities Inc
  Coral Gables, FL
• 03/2017 → 10/2017
  Mml Investors Services, Llc
  Coral Gables, FL
• 10/2017 → Present
  Lpl Financial, Llc
  Greenwood Village, CO
• 07/2022 → 01/2024
  Western Wealth Management, Llc
  Golden, CO

Previous Registrations

• 2022-07-06 → 2024-09-30
  Western Wealth Management Llc
  Greenwood Village, CO
  Golden, CO
• 2017-03-25 → 2017-10-26
  Mml Investors Services, Llc
  Coral Gables, FL
• 2015-02-19 → 2017-03-25
  Msi Financial Services, Inc.
  Coral Gables, FL

Other Businesses

1. 12/11/2017 - No Business Name - Investment Related - National Life, 1 National Life Drive, Montpelier, VT 05604, 800-732-8939 - Non-Variable Insurance - Insurance Agent - Start Date 12/04/2017 - 3 Hours Per Month/0 Hours During Securities Trading - Life. 2. 2/20/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 2/14/2018 - 3 Hours Per Month/0 Hours During Trading. 3. 1/18/2019 - Clear Sky Insurance Agency - Investment Related - 7350 E Progress Pl Suite 100, Greenwood Village Co 80111 - Insurance Agency - Started 12/17/2018 - 20 Hours Per Month/1 Hour During Securities Trading. 4. 1/18/2019 - Clear Sky Insurance - Investment Related - 7350 E Progress Pl Suite 100, Greenwood Village CO 80016 - Insurance Agency - Started 12/17/2018 - 20 Hours Per Month/0 Hours During Securities Trading. 5. 07/19/2022 - Western Wealth Management, LLC - DBA: Living Your Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - financial advisor/planner - Start Date - 09/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Western Wealth Management, LLC an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 6. 07/19/2022 - Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 07/07/2022 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 7. 07/26/2022 - Living Your Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/13/2022 - 40 Hours Per Month/40 Hours During Securities Trading. 8. 07/26/2022 - Living Your Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading. 9. 09/06/2022 - Western Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 07/07/2022 - 160 Hours Per Month/160 ours During Securities Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC an independent investment advisor firm. I started this business activity in 8/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 10. 01/25/2024 - Apollo Capital Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/19/2024 - 40 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-01-27
• S63 Uniform Securities Agent State Law Examination
  2011-10-06