Leslie Asare

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-29
CA	RA	APPROVED	2024-11-14

TX RA
APPROVED_RES

Since 2025-01-29
CA RA
APPROVED

Since 2024-11-14

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

4370 La Jolla Village Drive Suite 310, San Diego, CA 92122-1250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Irvine	CA	08/2011	Present
Pruco Securities, Llc.	Irvine	CA	10/2011	11/2024
Lpl Enterprise, Llc	Irvine	CA	11/2024	Present

08/2011 → Present

Prudential Insurance Company Of America

Irvine, CA
10/2011 → 11/2024

Pruco Securities, Llc.

Irvine, CA
11/2024 → Present

Lpl Enterprise, Llc

Irvine, CA

Previous Registrations

2017-04-05 → 2024-11-14

Pruco Securities, Llc.

Irvine, CA

City Of Industry, CA

San Diego, CA

Ontario, CA

Anaheim, CA

Other Businesses

1. 06/18/2025 - Healthnet Insurance - Non-Variable Insurance - Irvine, CA - INV REL - Start Date 11/28/2017 - 2hrs/mth 2. 06/18/2025 - United Heathcare - Non-Variable Insurance - Irvine, CA - INV REL - Start Date 03/02/2017 - 3hrs/mth - 3. 06/18/2025 - Anthem Health Insurance Company - Non-Variable Insurance - Irvine, CA - INV REL - Start Date 04/30/2013 - 3hrs/mth -

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-03
S63	Uniform Securities Agent State Law Examination	2011-12-05

S65 Uniform Investment Adviser Law Examination

2017-04-03
S63 Uniform Securities Agent State Law Examination

2011-12-05

Other Names

Les Asare

View on SEC IAPD