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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-09
TX RA APPROVED_RES 2024-12-20
  • CA RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED_RES
    Since 2024-12-20

Branch Locations

Lake Forest, CA • United States

2050 Main Street, Suite 500, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Advisors Irvine CA 08/2015 12/2024
National Securities Corporation Irvine CA 07/2015 07/2022
B. Riley Wealth Management Lake Forest CA 07/2022 12/2024
Equitable Advisors, Llc New York NY 12/2024 Present
  • 08/2015 → 12/2024
    B. Riley Wealth Advisors
    Irvine, CA
  • 07/2015 → 07/2022
    National Securities Corporation
    Irvine, CA
  • 07/2022 → 12/2024
    B. Riley Wealth Management
    Lake Forest, CA
  • 12/2024 → Present
    New York, NY
Previous Registrations
Other Businesses

1. Independent Agent - Outside Fixed Insurance Sales. 2. Durable POA for Mother.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-17
  • S66 Uniform Combined State Law Examination
    2011-11-17
Other Names
  • Andrae Lloyd Miller

View on SEC IAPD

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