Michael B Hadley

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2023-03-14
IL	RA	APPROVED	2022-12-22
AK	RA	APPROVED	2022-12-19
OK	RA	APPROVED	2022-12-05
AZ	RA	APPROVED	2022-12-01
NV	RA	APPROVED	2022-12-01
SD	RA	APPROVED	2022-11-30
MN	RA	APPROVED	2022-11-29
ND	RA	APPROVED	2022-11-29
IA	RA	APPROVED	2022-11-28
PR	RA	APPROVED	2022-11-28
WV	RA	APPROVED	2022-11-28
MS	RA	APPROVED	2022-11-23
NC	RA	APPROVED	2022-11-23
WY	RA	APPROVED	2022-11-23
CO	RA	APPROVED	2022-11-22
NM	RA	APPROVED	2022-11-22
SC	RA	APPROVED	2022-11-22
VA	RA	APPROVED	2022-11-22
WA	RA	APPROVED	2022-11-22
DE	RA	APPROVED	2022-11-21
GA	RA	APPROVED	2022-11-21
MD	RA	APPROVED	2022-11-21
TX	RA	APPROVED_RES	2022-11-21
UT	RA	APPROVED	2022-11-21
FL	RA	APPROVED	2022-11-18
KY	RA	APPROVED	2022-11-18
LA	RA	APPROVED	2022-11-18
MI	RA	APPROVED	2022-11-18
MO	RA	APPROVED	2022-11-18
NH	RA	APPROVED	2022-11-18
OR	RA	APPROVED	2022-11-18
PA	RA	APPROVED	2022-11-18
RI	RA	APPROVED	2022-11-18
VI	RA	APPROVED	2022-11-18
AL	RA	APPROVED	2022-11-17
AR	RA	APPROVED	2022-11-17
CA	RA	APPROVED	2022-11-17
CT	RA	APPROVED	2022-11-17
ID	RA	APPROVED	2022-11-17
IN	RA	APPROVED	2022-11-17
KS	RA	APPROVED	2022-11-17
ME	RA	APPROVED	2022-11-17
MT	RA	APPROVED	2022-11-17
NE	RA	APPROVED	2022-11-17
NJ	RA	APPROVED	2022-11-17
OH	RA	APPROVED	2022-11-17
VT	RA	APPROVED	2022-11-17
WI	RA	APPROVED	2022-11-17

HI RA
APPROVED

Since 2023-03-14
IL RA
APPROVED

Since 2022-12-22
AK RA
APPROVED

Since 2022-12-19
OK RA
APPROVED

Since 2022-12-05
AZ RA
APPROVED

Since 2022-12-01
NV RA
APPROVED

Since 2022-12-01
SD RA
APPROVED

Since 2022-11-30
MN RA
APPROVED

Since 2022-11-29
ND RA
APPROVED

Since 2022-11-29
IA RA
APPROVED

Since 2022-11-28
PR RA
APPROVED

Since 2022-11-28
WV RA
APPROVED

Since 2022-11-28
MS RA
APPROVED

Since 2022-11-23
NC RA
APPROVED

Since 2022-11-23
WY RA
APPROVED

Since 2022-11-23
CO RA
APPROVED

Since 2022-11-22
NM RA
APPROVED

Since 2022-11-22
SC RA
APPROVED

Since 2022-11-22
VA RA
APPROVED

Since 2022-11-22
WA RA
APPROVED

Since 2022-11-22
DE RA
APPROVED

Since 2022-11-21
GA RA
APPROVED

Since 2022-11-21
MD RA
APPROVED

Since 2022-11-21
TX RA
APPROVED_RES

Since 2022-11-21
UT RA
APPROVED

Since 2022-11-21
FL RA
APPROVED

Since 2022-11-18
KY RA
APPROVED

Since 2022-11-18
LA RA
APPROVED

Since 2022-11-18
MI RA
APPROVED

Since 2022-11-18
MO RA
APPROVED

Since 2022-11-18
NH RA
APPROVED

Since 2022-11-18
OR RA
APPROVED

Since 2022-11-18
PA RA
APPROVED

Since 2022-11-18
RI RA
APPROVED

Since 2022-11-18
VI RA
APPROVED

Since 2022-11-18
AL RA
APPROVED

Since 2022-11-17
AR RA
APPROVED

Since 2022-11-17
CA RA
APPROVED

Since 2022-11-17
CT RA
APPROVED

Since 2022-11-17
ID RA
APPROVED

Since 2022-11-17
IN RA
APPROVED

Since 2022-11-17
KS RA
APPROVED

Since 2022-11-17
ME RA
APPROVED

Since 2022-11-17
MT RA
APPROVED

Since 2022-11-17
NE RA
APPROVED

Since 2022-11-17
NJ RA
APPROVED

Since 2022-11-17
OH RA
APPROVED

Since 2022-11-17
VT RA
APPROVED

Since 2022-11-17
WI RA
APPROVED

Since 2022-11-17

Branch Locations

10 Hudson Yards, New York, NY 10001 • United States

South Jordan, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance	Des Moines	IA	12/2014	11/2022
Principal Securities Inc	Des Moines	IA	01/2015	11/2022
Guardian Life Insurance Company	New York	NY	11/2022	06/2024
Park Avenue Securities Llc	New York	NY	11/2022	06/2024
Guardian Life Insurance Company	West Point	UT	06/2024	11/2024
Park Avenue Securities	West Point	UT	06/2024	11/2024
Guardian Life Insurance Company	Layton	UT	11/2024	03/2026
Park Avenue Securities	Layton	UT	11/2024	03/2026
Park Avenue Securities	South Jordan	UT	03/2026	Present
Guardian Life Insurance Company	South Jordan	UT	03/2026	Present

12/2014 → 11/2022

Principal Life Insurance

Des Moines, IA
01/2015 → 11/2022

Principal Securities Inc

Des Moines, IA
11/2022 → 06/2024

Guardian Life Insurance Company

New York, NY
11/2022 → 06/2024

Park Avenue Securities Llc

New York, NY
06/2024 → 11/2024

Guardian Life Insurance Company

West Point, UT
06/2024 → 11/2024

Park Avenue Securities

West Point, UT
11/2024 → 03/2026

Guardian Life Insurance Company

Layton, UT
11/2024 → 03/2026

Park Avenue Securities

Layton, UT
03/2026 → Present

Park Avenue Securities

South Jordan, UT
03/2026 → Present

Guardian Life Insurance Company

South Jordan, UT

Previous Registrations

2015-02-02 → 2022-11-11

Principal Securities, Inc.

Sandy, UT

Des Moines, IA
2012-04-12 → 2013-06-28

Morgan Stanley

South Jordan, UT

Purchase, NY
2011-04-14 → 2012-04-19

Ubs Financial Services Inc.

Salt Lake City, UT
2010-03-31 → 2011-04-12

Morgan Stanley

South Jordan, UT

Other Businesses

1) Media Streaming Box Sales-, Nature of Business: Streaming box sales, Start date: 04/30/2026, Address: 6456 West Lake Ave, South Jordan UT 84009, Duties: Sales, 1 total hours per month; 0 during securities trading hours, Not investment related,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-03-30
S63	Uniform Securities Agent State Law Examination	2006-10-30

S66 Uniform Combined State Law Examination

2010-03-30
S63 Uniform Securities Agent State Law Examination

2006-10-30

Other Names

Michael Benson Hadley

View on SEC IAPD