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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-10-26
  • CT RA
    APPROVED
    Since 2023-10-26

Branch Locations

55 Greens Farms Rd Ste 1, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westport Resources Management Westport CT 01/2016 12/2016
United Capital Financial Advisers, Llc Newport Beach CA 08/2016 06/2019
Goldman Sachs & Co. Llc New York NY 01/2016 Present
  • 01/2016 → 12/2016
    Westport Resources Management
    Westport, CT
  • 08/2016 → 06/2019
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 01/2016 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Previous Registrations
  • 2016-08-30 → 2023-11-02
    Westport, CT
  • 2016-01-13 → 2016-12-24
    Westport Resources Management Inc
    Westport, CT
  • 2011-09-20 → 2016-02-09
    Catamount Wealth Management
    Westport, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-01-20
S65 Uniform Investment Adviser Law Examination 2011-09-19
  • S63 Uniform Securities Agent State Law Examination
    2024-01-20
  • S65 Uniform Investment Adviser Law Examination
    2011-09-19
Designations
Other Names
  • Jennifer Rose Bond

View on SEC IAPD

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