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100 Coliseum Drive, Cohoes, NY 12047 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-10-26 |
Branch Locations
55 Greens Farms Rd Ste 1, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westport Resources Management | Westport | CT | 01/2016 | 12/2016 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 08/2016 | 06/2019 |
| Goldman Sachs & Co. Llc | New York | NY | 01/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-01-20 |
| S65 | Uniform Investment Adviser Law Examination | 2011-09-19 |
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