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Joel D Kiernan

Morgan Stanley

Lake Oswego, OR

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-27
OR RA APPROVED 2024-03-10
  • TX RA
    APPROVED_RES
    Since 2024-03-27
  • OR RA
    APPROVED
    Since 2024-03-10

Branch Locations

4800 Meadows Road Suite 400, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Berkeley CA 08/2011 08/2020
Morgan Stanley Lake Oswego OR 12/2023 Present
Unemployed San Francisco CA 08/2020 10/2021
Self-Employed Portland OR 10/2021 04/2022
9Ifx Portland OR 04/2022 05/2022
Self-Employed Portland OR 05/2022 02/2023
Natural Grocers Portland OR 02/2023 11/2023
  • 08/2011 → 08/2020
    Morgan Stanley Smith Barney
    Berkeley, CA
  • 12/2023 → Present
    Morgan Stanley
    Lake Oswego, OR
  • 08/2020 → 10/2021
    Unemployed
    San Francisco, CA
  • 10/2021 → 04/2022
    Self-Employed
    Portland, OR
  • 04/2022 → 05/2022
    9Ifx
    Portland, OR
  • 05/2022 → 02/2023
    Self-Employed
    Portland, OR
  • 02/2023 → 11/2023
    Natural Grocers
    Portland, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-08
  • S66 Uniform Combined State Law Examination
    2024-03-08
Other Names
  • Joel Daniel Kiernan

View on SEC IAPD

Other Firms

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NORTHMARQ FUND MANAGEMENT, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
RBC CAPITAL MARKETS, LLC
CWM, LLC
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PACIFIC RIDGE CAPITAL PARTNERS, LLC

Other Investors

Grace Buchanan
ANDREW GEORGE ROUNSAVELLE CARTER
LISA M CASELLI
Nicholas Jacob Hubert
Catherine A Groff
MARCUS CHRISTIAN PARKER
JEFFREY DAVID KANTOR
JUSTIN PATRICK LINDSEY

Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR
NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
RBC CAPITAL MARKETS, LLC · Lake Oswego, OR
CWM, LLC · Lake Oswego, OR
LPL FINANCIAL LLC · LAKE OSWEGO, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR

More in Lake Oswego, OR

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