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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-18
TX RA APPROVED 2025-11-17
  • FL RA
    APPROVED
    Since 2025-11-18
  • TX RA
    APPROVED
    Since 2025-11-17

Branch Locations

2699 Gulf To Bay Blvd, Clearwater, FL 33759 • United States

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 06/2015 06/2019
Suntrust Advisory Services Atlanta GA 09/2016 06/2019
Synovus Securities, Inc. Palm Harbor FL 06/2019 10/2019
Synovus Bank Palm Harbor FL 06/2019 10/2019
Synovus Securities, Inc. Palm Harbor FL 10/2019 06/2020
Synovus Bank Palm Harbor FL 10/2019 06/2020
Synovus Bank Tampa FL 06/2020 02/2023
Synovus Securities Tampa FL 06/2020 02/2023
Synovus Securities Inc Clearwater FL 09/2019 10/2019
Synovus Bank Clearwater FL 09/2019 10/2019
Synovus Securities, Inc. Largo FL 07/2022 11/2025
Synovus Bank Largo FL 07/2022 11/2025
Wells Fargo Clearing Services, Llc, Tampa FL 11/2025 Present
  • 06/2015 → 06/2019
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 09/2016 → 06/2019
    Suntrust Advisory Services
    Atlanta, GA
  • 06/2019 → 10/2019
    Palm Harbor, FL
  • 06/2019 → 10/2019
    Synovus Bank
    Palm Harbor, FL
  • 10/2019 → 06/2020
    Palm Harbor, FL
  • 10/2019 → 06/2020
    Synovus Bank
    Palm Harbor, FL
  • 06/2020 → 02/2023
    Synovus Bank
    Tampa, FL
  • 06/2020 → 02/2023
    Synovus Securities
    Tampa, FL
  • 09/2019 → 10/2019
    Clearwater, FL
  • 09/2019 → 10/2019
    Synovus Bank
    Clearwater, FL
  • 07/2022 → 11/2025
    Largo, FL
  • 07/2022 → 11/2025
    Synovus Bank
    Largo, FL
  • 11/2025 → Present
    Tampa, FL
Previous Registrations
  • 2019-06-14 → 2025-11-18
    Sarasota, FL
    Palm Harbor, FL
    Clearwater, FL
    Tampa, FL
    Tampa, FL
    Port Charlotte, FL
    Largo, FL
  • 2016-09-12 → 2019-06-19
    Clearwater, FL
    Tampa, FL
    Tampa, FL
    Clearwater, FL
    Dunedin, FL
    Tampa, FL
    Clearwater, FL
    Clearwater, FL
  • 2015-06-24 → 2016-12-31
    Truist Investment Services, Inc.
    Tampa, FL
    Clearwater, FL
    Clearwater, FL
    Tampa, FL
    Tampa, FL
    Dunedin, FL
    Palm Harbor, FL
    Clearwater, FL
    Clearwater, FL
  • 2014-02-17 → 2015-06-29
    Tampa, FL
    Clearwater, FL
    Palm Harbor, FL
    Bayonet Point, FL
    New Port Richey, FL
    Holiday, FL
    Tampa, FL
    Tampa, FL
    Clearwater, FL
    Clearwater, FL
    Tampa, FL
    Holiday, FL
    Tampa, FL
    Clearwater, FL
    Clearwater, FL
  • 2011-11-21 → 2014-02-10
    Palm Harbor, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-17
  • S66 Uniform Combined State Law Examination
    2011-11-17

View on SEC IAPD

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