Best Investors Account Sign in

Christopher M Cole

Equitable Advisors, LLC

Poland, OH

Pittsburgh, PA

Claim This Profile
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-09-17
OH RA APPROVED 2011-10-05
  • PA RA
    APPROVED
    Since 2012-09-17
  • OH RA
    APPROVED
    Since 2011-10-05

Branch Locations

Poland, OH • United States

Six Ppg Place Suite 510, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 10/2011 06/2020
Equitable Advisors, Llc New York NY 10/2011 Present
Other Businesses

1.SALES ASSOCIATE FOR REALTY BENEFIT SERVICES 2. SALES ASSOCIATE FOR DERGALIS ASSOCIATES 3. DBA - DERGALIS ASSOCIATES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-03
S63 Uniform Securities Agent State Law Examination 2011-10-17
  • S65 Uniform Investment Adviser Law Examination
    2011-11-03
  • S63 Uniform Securities Agent State Law Examination
    2011-10-17

View on SEC IAPD

More in Poland, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor