John Mark English

Current Employers

Innovative Advisory Group

394 Lowell Street, Suite 8, Lexington, MA 02420 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-05-01
CO	RA	APPROVED	2023-04-12
CT	RA	APPROVED	2023-04-12
AZ	RA	APPROVED	2022-03-03
LA	RA	APPROVED	2022-02-28
NJ	RA	APPROVED	2022-02-08
TX	RA	APPROVED_RES	2022-01-21
CA	RA	APPROVED	2022-01-20
NY	RA	APPROVED	2022-01-20
MD	RA	APPROVED	2022-01-19
MA	RA	APPROVED	2019-11-21

FL RA
APPROVED

Since 2023-05-01
CO RA
APPROVED

Since 2023-04-12
CT RA
APPROVED

Since 2023-04-12
AZ RA
APPROVED

Since 2022-03-03
LA RA
APPROVED

Since 2022-02-28
NJ RA
APPROVED

Since 2022-02-08
TX RA
APPROVED_RES

Since 2022-01-21
CA RA
APPROVED

Since 2022-01-20
NY RA
APPROVED

Since 2022-01-20
MD RA
APPROVED

Since 2022-01-19
MA RA
APPROVED

Since 2019-11-21

Branch Locations

Nyack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Rye Brook	NY	08/2011	11/2019
Innovative Advisory Group, Llc	Lexington	MA	11/2019	Present

08/2011 → 11/2019

Ameriprise Financial Services, Inc.

Rye Brook, NY
11/2019 → Present

Innovative Advisory Group, Llc

Lexington, MA

Previous Registrations

2017-03-08 → 2019-11-07

Ameriprise Financial Services, Llc

Rye Brook, NY

Rye Brook, NY

Other Businesses

Nyack Boat Club: Board of Governors: Not Investment Related; Jan 2019; 1-9 hours per month. Secretary: Parish Council: St. Pius X, Scarsdale, NY; Jan 2019; 1 hour per month Member: Advisor Plus Network's Apprenticeship Program; Jan 2019; 1 hour per month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-12-12
S66	Uniform Combined State Law Examination	2017-03-06

S65 Uniform Investment Adviser Law Examination

2022-12-12
S66 Uniform Combined State Law Examination

2017-03-06

Other Names

J. Mark English
J. Mark English

View on SEC IAPD