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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| CA | RA | APPROVED | 2013-01-16 |
Branch Locations
5796 Armada Drive Suite 200, Carlsbad, CA 92008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2015 | Present |
| Morgan Stanley Smith Barney Llc | Carlsbad | CA | 10/2015 | Present |
*497699 : University of California, San Diego ; Investment related : No ; La Jolla ; California ; Public Schools ; Board Member(proprietor, partner, officer, director, employee, trustee, agent) ; 7/2022 ; During business hours : 2 ; After business hours : 2 ; Labor or Service *523461 - M.M. Bodega, LLC; Investment related: Yes; Carlsbad, California; Art/Culture, Retail/Online Stores; Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0; After business hours: 20; Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-17 |
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