Adam H Audet

Cambridge Investment Research Advisors, Inc.

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Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2021-08-26
NH	RA	APPROVED	2021-08-23

IA RA
APPROVED

Since 2021-08-26
NH RA
APPROVED

Since 2021-08-23

Branch Locations

Hopkinton, NH • United States

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Securities Corporation	Concord	NH	11/2015	Present
Cambridge Investment Research Inc.	Fairfield	IA	08/2021	Present
Cambridge Investment Research Advisors Inc.	Fairfield	IA	08/2021	Present

11/2015 → Present

Lincoln Financial Securities Corporation

Concord, NH
08/2021 → Present

Cambridge Investment Research Inc.

Fairfield, IA
08/2021 → Present

Cambridge Investment Research Advisors Inc.

Fairfield, IA

Previous Registrations

2015-11-03 → 2021-08-25

Osaic Fs, Inc.

Concord, NH

Concord, NH

Concord, NH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-29
S63	Uniform Securities Agent State Law Examination	2012-07-20

S66 Uniform Combined State Law Examination

2015-10-29
S63 Uniform Securities Agent State Law Examination

2012-07-20

View on SEC IAPD

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