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Current Employers
Oakwood Capital, Inc.

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-13
SC RA APPROVED 2025-08-08
IA RA APPROVED 2025-02-13
CA RA APPROVED 2023-01-10
FL RA APPROVED 2021-05-28
AZ RA APPROVED 2021-04-22
SD RA APPROVED 2020-12-31
MT RA APPROVED 2019-05-11
MN RA APPROVED 2013-12-09
ND RA APPROVED 2011-08-15
  • PA RA
    APPROVED
    Since 2026-01-13
  • SC RA
    APPROVED
    Since 2025-08-08
  • IA RA
    APPROVED
    Since 2025-02-13
  • CA RA
    APPROVED
    Since 2023-01-10
  • FL RA
    APPROVED
    Since 2021-05-28
  • AZ RA
    APPROVED
    Since 2021-04-22
  • SD RA
    APPROVED
    Since 2020-12-31
  • MT RA
    APPROVED
    Since 2019-05-11
  • MN RA
    APPROVED
    Since 2013-12-09
  • ND RA
    APPROVED
    Since 2011-08-15

Branch Locations

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

3060 25Th S Unit K, Fargo, ND 58103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oakwood Capital Securities, Inc. Minneapolis MN 02/2009 Present
Oakwood Capital, Inc. Minneapolis MN 03/2011 Present
  • 02/2009 → Present
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
  • 03/2011 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

INVESTMENT ADVISER REPRESENTATIVE OF OAKWOOD CAPITAL, INC. ("OC")) 600 HIGHWAY 169 S, STE 1410, MINNEAPOLIS, MN 55426 SINCE 3/15/2011. (INVESTMENT-RELATED BUSINESS - OC IS A STATE 60 HOURS PER MONTH (BASED ON 160 WORKING HOURS PER MONTH)ARE SPENT ON OC BUSINESS DURING TRADING HOURS. PART-TIME HELP OF VALAN PRODUCTS, 345 5TH STREET, PO BOX 63, DAVENPORT, ND, 58021 SINCE 4/1/2018. APPROXIMATELY 5 HOURS PER MONTH ARE SPENT ON THIS NON-INVESTMENT-RELATED OUTSIDE BUSINESS DURING NON-TRADING HOURS. EBAY SALES; RECREATIONAL, NOT BUSINESS-RELATED; ONLINE FROM HOME SINCE 10/26/2022; 1-2 HOURS PER MONTH AFTER BUSINESS HOURS; NO INVESTMENT CUSTOMERS ARE INVOLVED Oakwood Capital Insurance Solutions; Agent; Investment-related; 3060 25th Street S Suite K Fargo, ND 58103 since 4/25/2023; Life, Fixed, and/or Index Insurance Products sold through FIG / Oakwood Insurance Solutions; 5 hours per month during and after trading hours CLW Properties LLC; Passive Owner thru Marriage; Non-Investment related; 11468 Co Hwy 17 Detroit Lakes, MN 56501; since 2/10/2026; A Single Member LLC (owned by my husband) - Commercial Retail Property by our lake cabin. Will be occupied by a separate business; 5 hours a month after business hours. The Anchor LLC; Passive Owner thru Marriage; Non-Investment related; 11468 Co Hwy 17 Detroit Lakes, MN 56501; since 2/10/2026; A Single Member LLC (owned by my husband) Coffee / Ice Cream / Boutique Retail business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-17
  • S66 Uniform Combined State Law Examination
    2008-06-17
Other Names
  • Wendy J Waalen
  • Wendy J Blixt
  • Wendy Blixt

View on SEC IAPD

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