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Current Employers
Vigil Wealth Management, Llc

822 A1A North Suite 102, Ponte Vedra Beach, FL 32082 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-05-17
  • FL RA
    APPROVED
    Since 2019-05-17

Branch Locations

822 A1A North Suite 102, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Ponte Vedra Beach FL 08/2011 10/2016
Suntrust Investment Services, Inc. Atlanta GA 10/2016 04/2017
Suntrust Advisory Services, Llc Atlanta GA 10/2016 01/2017
Suntrust Advisory Services Inc. Atlanta GA 01/2017 04/2017
Lpl Financial, Llc Ponte Vedra Beach FL 04/2017 11/2022
Vigil Wealth Management, Llc Ponte Vedra Beach FL 04/2019 Present
  • 08/2011 → 10/2016
    Ponte Vedra Beach, FL
  • 10/2016 → 04/2017
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 10/2016 → 01/2017
    Suntrust Advisory Services, Llc
    Atlanta, GA
  • 01/2017 → 04/2017
    Suntrust Advisory Services Inc.
    Atlanta, GA
  • 04/2017 → 11/2022
    Lpl Financial, Llc
    Ponte Vedra Beach, FL
  • 04/2019 → Present
    Ponte Vedra Beach, FL
Previous Registrations
  • 2017-02-02 → 2017-04-27
    Ponte Vedra Beach, FL
  • 2016-10-17 → 2017-01-06
    Truist Investment Services, Inc.
    Ponte Vedra Beach, FL
  • 2015-08-12 → 2016-10-21
    Ponte Vedra Beach, FL
    Jacksonville, FL
    Ponte Vedra Beach, FL
Other Businesses

[1] Kuya, LLC; Not investment-related; Ponte Vedra Beach, FL 32082; Real-estate rental; Owner; 09/2017; Two (2) through four (4) hours per month, none of which are during securities trading hours; Managing the real estate property. [2] Cardin McCoy; Not investment-related; 256 Scranton Conn., Ste. 106, Brunswick, GA 31525; Fashion and clothing business for children; Partner; 03/2021; Ten (10) hours per month, none of which are during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-09
  • S66 Uniform Combined State Law Examination
    2015-08-09
Other Names
  • Tesh Upadhyaya

View on SEC IAPD

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