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Harry Woo

Woo, Harry

Brea, CA

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Current Employers
Woo, Harry

Brea, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-02
  • CA RA
    APPROVED
    Since 2026-06-02

Branch Locations

Brea, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ares Management Los Angeles CA 03/2013 02/2023
Unemployed Brea CA 03/2023 04/2026
Sc Advisory Brea CA 04/2026 Present
  • 03/2013 → 02/2023
    Ares Management
    Los Angeles, CA
  • 03/2023 → 04/2026
    Unemployed
    Brea, CA
  • 04/2026 → Present
    Sc Advisory
    Brea, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-02
S63 Uniform Securities Agent State Law Examination 2011-11-18
  • S65 Uniform Investment Adviser Law Examination
    2026-04-02
  • S63 Uniform Securities Agent State Law Examination
    2011-11-18

View on SEC IAPD

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