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Cindy Ann Mikel

Mikel Wealth Management

Dallas, TX

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Current Employers
Mikel Wealth Management

Dallas, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-16
  • TX RA
    APPROVED
    Since 2024-07-16

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 08/2011 01/2018
Securian Financial Services, Inc St Paul MN 08/2011 01/2018
Planto Roe Financial Services San Antonio TX 08/2011 12/2017
Smith Wealth Advisors Austin TX 02/2018 07/2024
Mikel Wealth Management, Llc Austin TX 06/2024 Present
Symmetry Financial Services San Antonio TX 01/2017 01/2018
  • 08/2011 → 01/2018
    Minnesota Life Ins Co
    St Paul, MN
  • 08/2011 → 01/2018
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2011 → 12/2017
    Planto Roe Financial Services
    San Antonio, TX
  • 02/2018 → 07/2024
    Smith Wealth Advisors
    Austin, TX
  • 06/2024 → Present
    Mikel Wealth Management, Llc
    Austin, TX
  • 01/2017 → 01/2018
    Symmetry Financial Services
    San Antonio, TX
Previous Registrations
  • 2024-01-17 → 2024-07-31
    Smith Wealth Advisors, Llc
    Ausitn, TX
  • 2023-07-28 → 2023-12-31
    Smith Wealth Advisors, Llc
    Austin, TX
    Ausitn, TX
  • 2022-06-13 → 2022-12-31
    Smith Wealth Advisors, Llc
    Ausitn, TX
  • 2019-01-24 → 2021-12-31
    Smith Wealth Advisors, Llc
    Ausitn, TX
  • 2018-02-12 → 2018-12-31
    Smith Wealth Advisors, Llc
    Ausitn, TX
  • 2011-10-24 → 2018-02-13
    Securian Financial Services, Inc.
    San Antonio, TX
Other Businesses

CENTRAL PRESBYTERIAN CHURCH - NOT INVESTMENT-RELATED, 200 E 8TH STREET, AUSTIN, TX, NON-PROFIT RELIGIOUS ORGANIZATION, BOOKKEEPER, 10/2017 TO PRESENT, 20 HRS/MO WITH 0 HRS/MO DURING TRADING HOURS, BOOKKEEPING SERVICES; LAW OFFICE OF CINDY MIKEL - NOT INVESTMENT-RELATED, 5313 SERENE HILLS DRIVE #4407, AUSTIN, TX 78738, ATTORNEY SERVICES, OWNER-LAWYER, PRACTICING SINCE 11/1987, FIRM WAS ORGANIZED IN 2018; 5 HRS/MO WITH 0 HRS/MO DURING TRADING HOURS, ATTORNEY SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-04
  • S66 Uniform Combined State Law Examination
    2011-10-04

View on SEC IAPD

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