Karissa Michelle Peterson

Allworth Financial, L.P.

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Current Employers

Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-03

TX RA
APPROVED

Since 2026-03-03

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

1800 West Loop S Suite 1980, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Pearland	TX	07/2016	02/2026
Allworth Financial	Houston	TX	03/2026	Present
Aw Securities	Houston	TX	03/2026	Present

07/2016 → 02/2026

Ameriprise Financial Services, Inc.

Pearland, TX
03/2026 → Present

Allworth Financial

Houston, TX
03/2026 → Present

Aw Securities

Houston, TX

Previous Registrations

2016-11-15 → 2026-02-27

Ameriprise Financial Services, Llc

Pearland, TX

Coldspring, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-15
S63	Uniform Securities Agent State Law Examination	2014-08-11

S65 Uniform Investment Adviser Law Examination

2016-11-15
S63 Uniform Securities Agent State Law Examination

2014-08-11

Other Names

Karissa Michelle Reed

View on SEC IAPD

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