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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-18
  • FL RA
    APPROVED
    Since 2024-10-18

Branch Locations

Auburndale, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty Allentown PA 07/2006 04/2022
Bankers Life Securities, Inc Allentown PA 01/2016 04/2022
Bankers Life Advisory Services Allentown PA 03/2022 04/2022
Bankers Life Securities Sebring FL 04/2022 07/2024
Bankers Life Advisory Services Sebring FL 04/2022 07/2024
Level Four Advisory Services, Llc Dallas TX 10/2024 Present
  • 07/2006 → 04/2022
    Bankers Life & Casualty
    Allentown, PA
  • 01/2016 → 04/2022
    Bankers Life Securities, Inc
    Allentown, PA
  • 03/2022 → 04/2022
    Bankers Life Advisory Services
    Allentown, PA
  • 04/2022 → 07/2024
    Bankers Life Securities
    Sebring, FL
  • 04/2022 → 07/2024
    Bankers Life Advisory Services
    Sebring, FL
  • 10/2024 → Present
    Level Four Advisory Services, Llc
    Dallas, TX
Previous Registrations
Other Businesses

LEVEL FOUR INSURANCE AGENCY, STARTED 10/1/2024, INDEPENDENT INSURANCE AGENT, 12400 COIT ROAD, DALLAS, TX 75251, NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-14
S63 Uniform Securities Agent State Law Examination 2013-02-20
  • S65 Uniform Investment Adviser Law Examination
    2022-03-14
  • S63 Uniform Securities Agent State Law Examination
    2013-02-20

View on SEC IAPD

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