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Daniel Colgan Riley

Stifel, Nicolaus & Company, Incorporated

Pittsburgh, PA

Beaver Falls, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-12
PA RA APPROVED 2018-09-18
  • TX RA
    APPROVED
    Since 2021-01-12
  • PA RA
    APPROVED
    Since 2018-09-18

Branch Locations

1001 Liberty Avenue Suite 1100, Pittsburgh, PA 15222 • United States

Beaver Falls, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Pittsburgh PA 08/2013 03/2017
Pnc Investments Pittsburgh PA 08/2013 03/2017
Pnc Investments, Llc Moon Township PA 03/2017 09/2018
Stifel Nicolaus & Co Inc Pittsburgh PA 09/2018 Present
  • 08/2013 → 03/2017
    Pnc Bank
    Pittsburgh, PA
  • 08/2013 → 03/2017
    Pnc Investments
    Pittsburgh, PA
  • 03/2017 → 09/2018
    Pnc Investments, Llc
    Moon Township, PA
  • 09/2018 → Present
    Stifel Nicolaus & Co Inc
    Pittsburgh, PA
Previous Registrations
  • 2013-09-10 → 2018-09-26
    Pnc Wealth Management Llc
    Pittsburgh, PA
    Cranberry, PA
    Pittsburgh, PA
    Canonsburg, PA
    Moon Township, PA
    Coraopolis, PA
  • 2012-12-10 → 2013-08-20
    Td Ameritrade, Inc.
    Pittsburgh, PA
  • 2012-12-10 → 2013-08-20
    Td Ameritrade Investment Management, Llc
    Pittsburgh, PA
  • 2011-11-30 → 2012-08-01
    Morgan Stanley
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-29
  • S66 Uniform Combined State Law Examination
    2011-11-29
Designations

View on SEC IAPD

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Other Offices

ALLEGHENY FINANCIAL GROUP · PITTSBURGH, PA
ALLEGHENY INVESTMENTS · PITTSBURGH, PA
ANALYTX CAPITAL MANAGEMENT LP · PITTSBURGH, PA
CWM, LLC · Pittsburgh, PA
LPL FINANCIAL LLC · BELLEVUE, PA
DS WEALTH ADVISORS, INC. · PITTSBURGH, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PITTSBURGH, PA
WESBANCO SECURITIES, INC. · PITTSBURGH, PA

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