Geoffrey B Rosen

Current Employers

Employment History

• 02/2012 → 10/2019
  1St Global Capital Corp.
  Rogers, AR
• 02/2012 → 10/2019
  1St Global Advisors, Inc.
  Rogers, AR
• 07/2012 → 09/2025
  Avantax Insurance Agency, Llc
  Rogers, AR
• 02/2015 → 10/2018
  Beall Barclay Wealth Management, Llc
  Rogers, AR
• 10/2018 → Present
  Landmark Financial, Llc
  Fort Smith, AR
• 10/2019 → 09/2025
  Avantax Advisory Services
  Rogers, AR
• 10/2019 → 09/2025
  Avantax Investment Services, Inc
  Rogers, AR
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Rogers, AR
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Irving, TX
  Rogers, AR
  Dallas, TX
• 2012-03-27 → 2019-10-25
  1St Global Advisors Inc
  Rogers, AR
  Rogers, AR

Other Businesses

1) LANDMARK FINANCIAL, LLC; Financial Advisor; Wealth Management; IR; HRS 180; HRS 180; 10/01/2018; 2003 S. Horsebarn Rd., Suite 4, Rogers AR 72758; Provides financial services to clients. 2) LANDMARK FINANCIAL MANAGEMENT, LLC; owner, advisor; this entity is the wealth management division of Landmark Financial; NIR; HRS 10; HRS 5; 01/01/2021; 12455 West Bell Road, Surprise AZ 85378; I will serve in an advisor capacity just as I do for Landmark Financial, LLC 3) COMPASS PROPERTIES POSITION: Co-Owner / Partner NATURE: This is the proposed LLC that the firm's partners are creating to buy the Fort Smith building from the old partners. The building would then turn around and lease it back to the firm (just like the old owners of the building have been doing). New partners would be required to be a part of Compass Properties and upon leaving the firm they would be terminated from the partnership. For additional details, please contact Travis Teague. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2021 ADDRESS: 3101 S 70th St, Fort Smith AR 72903, United States DESCRIPTION: Passive real estate. Occasional partner meeting to review / discuss the building. 4) RENTAL PROPERTY LLC (TBD ON NAME) POSITION: Co-Owner NATURE: My wife and I are purchasing a short term rental property with another couple. It would potentially be a VRBO. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/12/2024 ADDRESS: 13214 Ridgeline Rd., Bentonville AR 72712, United States DESCRIPTION: Short Term Rental / Vacation Home.Property Management. 5) SEN CITY, LLC POSITION: Co-Owner NATURE: My wife and I are purchasing a short term rental property with another couple. It would potentially be a VRBO. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2024 ADDRESS: 13214 Ridgeline Rd., Bentonville AR 72712, United States DESCRIPTION: Short Term Rental / Vacation Home.Property Management. 6) ROSEN INVESTMENTS, LLC POSITION: Co-Owner NATURE: My wife and I visited with an attorney. They advised putting our 50% ownership in the pending ST Rental (see OBA for Sen City LLC) into a separate LLC owned 100% by Joanna and I. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2024 ADDRESS: 13214 Ridgeline Rd, Bentonville AR 72712, United States DESCRIPTION: Short Term Rental / VRBO

Exams

• S66 Uniform Combined State Law Examination
  2012-03-26