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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
141 Sully'S Trail Ste 12, Pittsford, NY 14534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Insurance Contractor Through Kafl Inc. | Rochester | NY | 06/2013 | 11/2019 |
| Fsc Securities Corp | Atlanta | GA | 04/2015 | 11/2019 |
| Lpl Financial Llc | Pittsford | NY | 11/2019 | Present |
1) 10/14/2022 - Taxwise Plus, Inc. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Vice President & Secretary - Started 03/11/2021 - 10 Hours Per Month/5 Hours During Securities Trading. 2) 05/01/2025 - KAFL Insurance Resources - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Starte Dated:04/25/2025 - 5 Hours Per Month/5 Hours During Securities Trading. 3) 09/12/2025- Pittsford Tax Partners-Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 09/11/2025- 20 Hours Per Month- 2 Hours During Trading 4) 09/03/2025- Pittsford Tax & Wealth Partners- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/03/2025- 120 Hours Per Month- 120 Hours During Trading 5) 01/06/2026 - Pittsford Tax Partners - Prep/Accounting/CPA - Owner - Investment Related - At Reported Business Location(s) - Start Date 09/11/2025 - 20 hours per month/ 2 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-19 |
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