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Andrew Robert Kuter

LPl Financial LLC

Pittsford, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

141 Sully'S Trail Ste 12, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Insurance Contractor Through Kafl Inc. Rochester NY 06/2013 11/2019
Fsc Securities Corp Atlanta GA 04/2015 11/2019
Lpl Financial Llc Pittsford NY 11/2019 Present
  • 06/2013 → 11/2019
    Independent Insurance Contractor Through Kafl Inc.
    Rochester, NY
  • 04/2015 → 11/2019
    Fsc Securities Corp
    Atlanta, GA
  • 11/2019 → Present
    Pittsford, NY
Previous Registrations
Other Businesses

1) 10/14/2022 - Taxwise Plus, Inc. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Vice President & Secretary - Started 03/11/2021 - 10 Hours Per Month/5 Hours During Securities Trading. 2) 05/01/2025 - KAFL Insurance Resources - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Starte Dated:04/25/2025 - 5 Hours Per Month/5 Hours During Securities Trading. 3) 09/12/2025- Pittsford Tax Partners-Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 09/11/2025- 20 Hours Per Month- 2 Hours During Trading 4) 09/03/2025- Pittsford Tax & Wealth Partners- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/03/2025- 120 Hours Per Month- 120 Hours During Trading 5) 01/06/2026 - Pittsford Tax Partners - Prep/Accounting/CPA - Owner - Investment Related - At Reported Business Location(s) - Start Date 09/11/2025 - 20 hours per month/ 2 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-20
S63 Uniform Securities Agent State Law Examination 2011-10-19
  • S65 Uniform Investment Adviser Law Examination
    2012-06-20
  • S63 Uniform Securities Agent State Law Examination
    2011-10-19
Other Names
  • Andrew Kuter

View on SEC IAPD

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