Nathan Craig Genung

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2023-01-25
NV	RA	APPROVED	2023-01-19
OK	RA	APPROVED	2023-01-18
AR	RA	APPROVED	2023-01-10
RI	RA	APPROVED	2023-01-10
VA	RA	APPROVED	2023-01-10
WA	RA	APPROVED	2023-01-10
DE	RA	APPROVED	2023-01-09
MS	RA	APPROVED	2023-01-08
AL	RA	APPROVED	2023-01-06
MN	RA	APPROVED	2014-06-04

NE RA
APPROVED

Since 2023-01-25
NV RA
APPROVED

Since 2023-01-19
OK RA
APPROVED

Since 2023-01-18
AR RA
APPROVED

Since 2023-01-10
RI RA
APPROVED

Since 2023-01-10
VA RA
APPROVED

Since 2023-01-10
WA RA
APPROVED

Since 2023-01-10
DE RA
APPROVED

Since 2023-01-09
MS RA
APPROVED

Since 2023-01-08
AL RA
APPROVED

Since 2023-01-06
MN RA
APPROVED

Since 2014-06-04

Branch Locations

Henderson, NV • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	02/2014	03/2020
Ameriprise Financial Services, Llc	Minneapolis	MN	03/2020	Present

02/2014 → 03/2020

Ameriprise Financial Services, Inc.

Minneapolis, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Minneapolis, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-05-20
S63	Uniform Securities Agent State Law Examination	2011-09-19

S65 Uniform Investment Adviser Law Examination

2014-05-20
S63 Uniform Securities Agent State Law Examination

2011-09-19

Other Names

Nate Genung
Nate Craig Genung