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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-12
CA RA APPROVED 2022-10-14
  • TX RA
    APPROVED_RES
    Since 2024-12-12
  • CA RA
    APPROVED
    Since 2022-10-14

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

1230 Rosecrans Ave, Ste 300, Manhattan Beach, CA 90266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp, Inc. Miami FL 03/2016 07/2020
Investacorp Advisory Services, Inc. Miami FL 03/2016 07/2020
Securities America, Inc. Manhattan Beach CA 07/2020 10/2022
Securities America Advisors, Inc. Manhattan Beach CA 07/2020 10/2022
Newedge Securities Inc Pittsburgh PA 10/2022 Present
Newedge Advisors New Orleans LA 10/2022 Present
  • 03/2016 → 07/2020
    Investacorp, Inc.
    Miami, FL
  • 03/2016 → 07/2020
    Investacorp Advisory Services, Inc.
    Miami, FL
  • 07/2020 → 10/2022
    Securities America, Inc.
    Manhattan Beach, CA
  • 07/2020 → 10/2022
    Securities America Advisors, Inc.
    Manhattan Beach, CA
  • 10/2022 → Present
    Newedge Securities Inc
    Pittsburgh, PA
  • 10/2022 → Present
    New Orleans, LA
Previous Registrations
  • 2020-07-17 → 2022-10-28
    Securities America Advisors, Inc.
    La Vista, NE
  • 2016-03-30 → 2020-07-17
    Investacorp Advisory Services Inc
    Manhattan Beach, CA
    Los Angeles, CA
    Manhattan Beach, CA
  • 2013-11-08 → 2016-03-29
    Sherman Oaks, CA
Other Businesses

Toucan Properties & Sons*Yes Invest*Carlsbad, CA*Owner*Property Rental/Real Estate*10/21/16*2-4 Hrs per mnth/0trade*I am the owner. I spend a couple/few hours a month reviewing the property management company's report. The Kjell Gronvold Revocable Trust*No Invest*Dana Point, CA *Successor Trustee*Estate Planning/Trust*8/1/17*0 Hrs*I am the successor trustee and POA of my father's trust. 1. PacificView Wealth Management*Yes Invest*Manhattan Beach CA*Managing Partner - Financial Advisor*Financial Services*10/22/2023*160 per mnth/120 trade*I act as a financial advisor for a financial services firm. 2. Stefan Gronvold*Yes Invest*Manhattan Beach, CA*Insurance Agent*Fixed Insurance & Fixed Annuity Services*10/22/22*4 Per mnth/4 trade*Fixed Insurance & Fixed Annuity Sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-15
S63 Uniform Securities Agent State Law Examination 2012-09-10
  • S65 Uniform Investment Adviser Law Examination
    2013-10-15
  • S63 Uniform Securities Agent State Law Examination
    2012-09-10

View on SEC IAPD

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