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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-20 |
| MN | RA | APPROVED | 2019-11-26 |
| TX | RA | APPROVED | 2019-11-26 |
Branch Locations
Scottsdale, AZ • United States
4536 France Avenue South, Edina, MN 55410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 11/2019 |
| Advisornet Wealth Management | Minneapolis | MN | 08/2012 | 11/2019 |
| Lpl Financial, Llc | Edina | MN | 11/2019 | Present |
1)2000 - Non-Variable Insurance - ADVISORNET FINANCIAL DBA ADVISORNET INSURANCE - 5% - INVESTMENT RELATED - EDINA, MN 55410 2)09/2010 - DBA for LPL Business (entity for LPL business) - TUFFORD-HUGHE3S AND ASSOCIATES - 100% - INVESTMENT RELATED - EDINA, MN 55410 3)03/2012 - NOTARY - CHRISTINA HUGHES - 0% - INVESTMENT RELATED - EDINA, MN 55410 4)07/2009 - Business Entity For Tax/Investment Purposes Only - T-H FINANCIAL LLC - 0% - INVESTMENT RELATED - EDINA, MN 55410 5)12/22/2020 - Guardian / Berkshire - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Producer - Started 12/21/2020 - 1 Hour Per Month During Securities Trading. 6)12/15/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 12/1/2021 - 5 Hours Per Month/5 Hours During Securities Trading. 7) 01/09/2023 - WIND RIVER PENNY LLC - Investment Related - 4536 France Ave South, Edina, MN 55410 - Real Estate Rental - Start Date: 05/31/2017 - 4 Hours Per Month/0 Hour During Securities Trading. 8. 04/14/2025 - Stella Bella Penny Bear LLC - Investment Related - Real Estate Rental - At Reported Business Location(s) - Start Date:04/03/2025 - 160 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-07-29 |
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