Christopher Anthony Ferrone

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-03-25
TX	RA	APPROVED_RES	2022-03-25

NJ RA
APPROVED

Since 2022-03-25
TX RA
APPROVED_RES

Since 2022-03-25

Branch Locations

Wayne, NJ • United States

3121 Rt 22E, 3Rd Floor Office No. 316, Branchburg, NJ 08876 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Ridgewood	NJ	11/2011	09/2016
Morgan Stanley Smith Barney Llc	Ridgewood	NJ	09/2015	09/2016
Morgan Stanley Private Bank, National Association	New York	NY	02/2016	09/2016
Ameriprise Financial Services, Inc.	Paramus	NJ	09/2016	08/2017
Massmutual	Warren	NJ	06/2019	03/2022
Mmlis Investors Services	Warren	NJ	07/2019	03/2022
Unemployed	Mahwah	NJ	09/2017	06/2019
Lpl Financial Llc	Chester	NJ	03/2022	Present

11/2011 → 09/2016

Morgan Stanley Smith Barney Llc

Ridgewood, NJ
09/2015 → 09/2016

Morgan Stanley Smith Barney Llc

Ridgewood, NJ
02/2016 → 09/2016

Morgan Stanley Private Bank, National Association

New York, NY
09/2016 → 08/2017

Ameriprise Financial Services, Inc.

Paramus, NJ
06/2019 → 03/2022

Massmutual

Warren, NJ
07/2019 → 03/2022

Mmlis Investors Services

Warren, NJ
09/2017 → 06/2019

Unemployed

Mahwah, NJ
03/2022 → Present

Lpl Financial Llc

Chester, NJ

Previous Registrations

2019-07-30 → 2022-03-29

Mml Investors Services, Llc

Secaucus, NJ

Warren, NJ
2016-09-13 → 2017-08-30

Ameriprise Financial Services, Llc

Paramus, NJ
2015-09-09 → 2016-10-04

Morgan Stanley

Paramus, NJ

Other Businesses

1) 03/21/2022 - GLADSTONE WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 03/21/2022 - AVAIL WEALTH GROUP LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3) 03/21/2022 - EAST COAST MARKET PLACE LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - Franklin Lakes, NJ - Start: 09/2020 - 5 Hr/Mth 4) 01/31/2024 - Going Gold Choreography, LLC. - Act in a Fiduciary Capacity - Not Investment Related - Home Based - Start Date 10/24/2023 - 1 Hour Per Month/ 0 Hours During Trading 5) 03/04/2026 - Christopher Ferrone - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 2 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-09-08
S63	Uniform Securities Agent State Law Examination	2015-03-20

S65 Uniform Investment Adviser Law Examination

2015-09-08
S63 Uniform Securities Agent State Law Examination

2015-03-20

View on SEC IAPD