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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-14 |
| IL | RA | APPROVED | 2024-11-14 |
| OH | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
101 S Main Street Suite 502, Decatur, IL 62523 • United States
Springfield, IL • United States
6300 S. 6Th St Frontage Road E, Springfield, IL 62712 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Springfield | IL | 08/2011 | 11/2024 |
| Prudential Insurance Company Of America | Springfield | IL | 08/2011 | Present |
| Lpl Enterprise, Llc | Springfield | IL | 11/2024 | Present |
1) 06/12/2025 - Navigator Wealth Strategies - DBA for LPL Business (entity for LPL business) - At reported business location(s) - INV Related - Start Date 12/28/2021 - 160hrs/mth - 160hrs During Trading 2) 02/27/2025 - Prudential - Property and Casualty - P&C is a small portion of existing business. No active marketing toward it. - INV Related - At Springfield, IL - Start Date 03/18/2017 - 1hrs/mth - 1hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-29 |
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