Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-02
TX RA APPROVED 2022-11-02
  • CA RA
    APPROVED
    Since 2022-11-02
  • TX RA
    APPROVED
    Since 2022-11-02

Branch Locations

31200 Via Colinas Ste. 110, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Westlake Village CA 08/2011 11/2022
Lpl Financial Llc Westlake Village CA 11/2022 Present
Previous Registrations
Other Businesses

1. 12/30/2024- DBA for LPL Business- ARTIEA CAPITAL MANAGEMENT- INV Related- At Reported Business Location(s)- 150 Hours Per Month- 125 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-03
  • S66 Uniform Combined State Law Examination
    2013-06-03
Other Names
  • Jamie Goodman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Westlake Village, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor