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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14

Branch Locations

8888 Keystone Crossing Suite 1300, Indianapolis, IN 46240 • United States

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Indianapolis IN 06/2011 08/2017
Mml Investor Services Indianapolis IN 08/2011 08/2017
Prudential Insurance Company Of America Indianapolis IN 09/2017 Present
Pruco Securities, Llc. Indianapolis IN 09/2017 11/2024
Lpl Enterprise, Llc Fishers IN 11/2024 Present
  • 06/2011 → 08/2017
    Massmutual Life Insurance Company
    Indianapolis, IN
  • 08/2011 → 08/2017
    Mml Investor Services
    Indianapolis, IN
  • 09/2017 → Present
    Prudential Insurance Company Of America
    Indianapolis, IN
  • 09/2017 → 11/2024
    Indianapolis, IN
  • 11/2024 → Present
    Fishers, IN
Previous Registrations
Other Businesses

1) 10/10/2024 - Saved by Grace Property Ventures LLC - Real Estate Rental - Saved by Grace Property Ventures LLC - I will be buying properties and fixing them up to either sell or rent out. I plan to do one each year to build the portfolio and eventually see a return on my investment over time - Inv Related - At Fishers, IN - Start Date 06/03/2024 - 20hrs/mth - 0hrs/mth During Trading 2) 11/14/2024-Globallee-Sales-Direct Sales/ MLM-Not inv related-At Pendleton, IN-Start date 03/01/2023-5hrs/mth-0hrs/mth during trading 3) 11/14/2024-Mary Kay-Independant Beauty Consultant-Direct Sales/ MLM-Not inv related-At Pendleton, IN-Start date 07/01/2023-5hrs/mth-0hrs/mth during trading 4) 11/14/2024-MassMutual Service Only Rep-Financial Services Representative-Non-Variable Insurance-Inv related-At Pendleton, IN-Start date 09/04/2017-8hrs/mth-8hrs/mth during trading 5) 04/23/2025-Non-Variable Insurance/Insurance Agency-Agent-Inv related-At Fishers, IN-Start date 04/18/2025-12hrs/mth-12hrs/mth during trading 2) 10/10/2024 - Globallee - I sell healthy drinks for weight loss support and beauty products such as false lashes & Collagen supplements - Direct Sales/ MLM - Non Inv Related - At Fishers, IN - Start Date 03/01/2023 - 5hrs/mth - 0hrs/mth During Trading 3) 10/10/2024 - Mary Kay - I will be selling beauty products such as makeup and skincare products. Mostly used for the personal discount for my own products - Direct Sales/ MLM - Non Inv Related - At Fishers, IN - Start Date 07/01/2023 - 5hrs/mth - 0hrs/mth During Trading 4) 10/10/2024 - MassMutual Service Only Rep - I currently service my prior book of business with MassMutual. Any new business I use the correct channels through Prudential and now LPL to sell any sponsored outbrokerage contracts -Non-Variable Insurance - Inv Related - At Fishers, IN - Start Date 09/04/2017 - 8hrs/mth - 8hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-22
S63 Uniform Securities Agent State Law Examination 2012-01-14
  • S65 Uniform Investment Adviser Law Examination
    2020-12-22
  • S63 Uniform Securities Agent State Law Examination
    2012-01-14
Other Names
  • Sarah Sallee

View on SEC IAPD

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