Best Investors Account Sign in
Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • MO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Saint Louis, MO • United States

16090 Swingley Ridge Rd Suite 100 - 300, Chesterfield, MO 63017-2064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Clayton MO 10/2013 11/2016
Fidelity Brokerage Services Llc St. Louis MO 07/2018 08/2018
Reinsurance Group Of America Chesterfield MO 11/2016 04/2018
Unemployed St. Louis MO 05/2018 06/2018
Fidelity Investments Boston MA 07/2018 Present
  • 10/2013 → 11/2016
    Northwestern Mutual Investment Services Llc
    Clayton, MO
  • 07/2018 → 08/2018
    Fidelity Brokerage Services Llc
    St. Louis, MO
  • 11/2016 → 04/2018
    Reinsurance Group Of America
    Chesterfield, MO
  • 05/2018 → 06/2018
    Unemployed
    St. Louis, MO
  • 07/2018 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-03-27 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-16
S63 Uniform Securities Agent State Law Examination 2019-03-29
  • S65 Uniform Investment Adviser Law Examination
    2021-02-16
  • S63 Uniform Securities Agent State Law Examination
    2019-03-29
Other Names
  • Katie Behrens

View on SEC IAPD

More in Saint Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor