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Hawthorne, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Hawthorne | CA | 01/2016 | 04/2017 |
| Pfl Partners Llc | Hawthorne | CA | 05/2017 | Present |
| Pfl Partners Llc | Hawthorne | CA | 11/2021 | Present |
PFL Partners LLC ("PFL") is a Consulting CFO and strategic advisor for early and mid stage companies. Services include financial modeling, analytics, deal structuring & analysis, capital raise support, strategic planning, and investor relations. Services do not include advice or analysis regarding securities or investment advisory services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-23 |
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