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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-03-11 |
Branch Locations
7650 Edinborough Wy Ste 100, Edina, MN 55435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 08/2011 | 11/2016 |
| Allianz Life Financial Services Llc | Minneapolis | MN | 08/2011 | 11/2016 |
| Human Capital Advantage | Fort Myers | FL | 10/2009 | Present |
| Allianz Life Insurance Company | Minneapolis | MN | 11/2016 | 12/2018 |
| Allianz Life Financial Services Llc | Minneapolis | MN | 11/2016 | 12/2018 |
| Ajw Financial | Edina | MN | 01/2019 | Present |
| Cetera Wealth Services, Llc | Edina | MN | 02/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2025 | Present |
1.NAME OF OTHER BUSINESS: AJW FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING START DATE: 1/2019 POSITION/TITLE/RELATIONSHIP: OPERATIONS ADMINISTRATOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SUPPORT/ADMINISTRATIVE DUTIES 2. NAME OF OTHER BUSINESS: HUMAN CAPITAL ADVANTAGE INVESTMENT RELATED: NO ADDRESS: 11440 COMPASS POINT DR, FORT MYERS, FL 33908 NATURE OF BUSINESS: ADMINISTRATIVE ASSISTANT FOR HUMAN RESOURCES COMPANY START DATE: 2009 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT APX NUMBER OF HOURS PER WEEK: 20 HOURS PER YEAR APX NUMBER OF HOURS DURING TRADING HOURS: 20 HOURS PER YEAR BRIEF DESCRIPTION OF DUTIES: SIMPLE ADMINISTRATIVE TASK, CREATING PROFILE ASSESSMENTS, SENDING THEM TO CLIENTS. VERY SPORADICALLY; 3. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARY, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: NOTARY, LESS THAN 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS FOR THE PUBLIC;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-05-03 |
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